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A World of Agents
Upgrade, Vol. V, issue no.3: cover page by Antonio Crespo Foix, © ATI 2004
Vol. V, issue no. 3,
June 2004

Electronic Signature
& Digital Identity
 

 Published on behalf of CEPIS
by Novática (ATI, Spain)

Contents
Editions in other languages

Guest Editors:

Javier López-Muñoz, Apol·lònia Martínez-Nadal, and Ahmed Patel

Contents
Editions in other languages
  • Italian, by Tecnoteca / ALSI (summary, abstracts and presentation online.)  **Available soon**
  • Spanish, by Novática (full edition printed  --already available--; summary, abstracts and presentation online -- already available.)

Editorial Team of Upgrade

Chief Editor: Rafael Fernández Calvo, <rfcalvo AT ati DOT es>
Associate Editors: François Louis Nicolet, <nicolet AT acm DOT org>; Roberto Carniel, <rcarniel AT dgt DOT uniud DOT it>; Zakaria Maamar, <Zakaria DOT Maamar AT zu DOT ac DOT ae>; Soraya Kouadri Mostéfaoui, <soraya DOT kouadrimostefaoui AT unifr DOT ch>

(E-mail addresses written with anti-spamming disguise)

Acrobat Reader is required to display PDF files

CEPIS (Council of European Professional Informatics Societies) promotes Upgrade

UPENET (UPGRADE European NETwork), promoted by CEPIS

Novática, journal and magazine of ATI (Spain), publishes Upgrade

ALSI (Italy) promotes the Italian edition of Upgrade

Tecnoteca (Italy) promotes the Italian edition of Upgrade

SI (Swiss Informaticians Society) cooperates with Upgrade

EUCIP: European Certification of Informatics Professionals
 

Editorial Page

From the Editors' Desk
Monograph

Electronic Signature & Digital Identity
Mosaic

Paper and interview


 UPENET
(UPGRADE European NETwork)


Paper
from the Italian journal "Mondo Digitale"


Editorial Page
From the Editors' Desk
New Developments in UPGRADE and UPENET [PDF: 1 page, 196 KB]
The Editorial Team of UPGRADE
Abstract: The Editorial Team of UPGRADE announces that Mondo Digitale, digital journal published by the Italian CEPIS society AICA (Associazione Italiana per l'Informatica ed il Calcolo Automatico), has joined UPENET (UPGRADE European NETwork) and that two persons have joined the Editorial Team.

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Monograph: Electronic Signature & Digital Identity
Guest Editors: Javier López-Muñoz, Apol·lònia Martínez-Nadal, and Ahmed Patel

Presentation
Electronic Signature as the Key to Security in the Information Society  [HTML] [PDF: 3 pages, 164 KB]
(includes a list of Useful References for those interested in knowing more about matters related to Electronic Signatures.)

Javier López-Muñoz, Apol·lònia Martínez-Nadal, and Ahmed Patel
- Guest Editors
Abstract: The guest editors introduce the monograph and present the papers included in it, that cover some technical and legal aspects of Electronic Signatures, a key concept for the development of many important application areas in our Information Society such as e-Government or e-Commerce.

Digital Signature at the Heart of Information Security Development: An Overview [PDF: 5 pages, 178 KB]
Arturo Ribagorda-Garnacho
Abstract: Electronic Signature (ES), also known as Digital Signature, is currently one of the most important aspects of IT Security Research and Development and is of increasing relevance to the future of this issue. It also forms the basis of many new security technologies which are currently under development. ES will undoubtedly take a prominent place in commercial and financial transactions and in administrative operations as the method by which the intent and authenticity of the entities involved can be demonstrated (the implementation of digital identity cards in several European countries is an example of this trend). In this article we provide an introduction to the concept of ES and show the main difference between ES and the traditional handwritten signature (ES also guarantees the integrity of the signed document). We introduce the basics of cipher systems, signature and signature verification and will also justify the need for public key certificates and explain their content and use. Finally, we will describe the concepts of Certification Authority (CA) and Public Key Infrastructure (PKI) as the basis for secure and trustworthy systems.

Creating a Cross-Domain Public Key Infrastructure: The Keystone Project [PDF: 3 pages, 168 KB]
Ahmed Patel
Abstract: The paper introduces the Keystone project, which developed a scalable and robust architecture for the crossdomain Public Key Infrastructure (PKI). The Keystone project addressed the architecture of the PKI at two levels of abstraction – the PKI reference model and the functional architecture for a third trusted party (TTP). The approaches to the development of the reference model and functional architecture are outlined. It is also shown how the developed architecture can be implemented using particular information technologies.

Certification Practise Statements: The National Mint of Spain’s Experience [PDF: 4 pages, 215 KB]
Josep-Lluís Ferrer-Gomila and Magdalena Payeras-Capellà
Abstract: The Certification Practise Statements (CPS) are an essential element when establishing an appropriate framework for the use of electronic signatures. They define the practises used by a certification authority (or certification service provider) in the issuing, administration, revocation, and renewal of public key certificates. The Spanish Law on Electronic Signatures, states that certification service providers must issue a CPS and make it public. The FNMT-RCM (National Mint of Spain – Royal House of Currency) Certification Practise Statements are discussed in this article, FNMT-RCM being one of the most important certification providers in Spain.

Electronic Signature Functionality and Security Requirements [PDF: 5 pages, 198 KB]
Gemma Déler-Castro and Juan-Carlos Cruellas-Ibarz
Abstract: The 21st century marks the arrival of a new reality. We live in a new space, very different from the real one we have inhabited up until now: the space created by the Web. There is now an urgent need to take the mechanisms which provide us with the assurance and trust that we depend on in the real world and transfer them to the virtual world. Electronic signature is a fundamental element in the provision of these assurances. However, to ensure their correct implementation and operation, the products, services and systems employed must comply with functional and security requirements and all the parties involved need training. This article analyses these points and looks at the current reference standards for functionality and security.

Electronic Signature Today: A Manufacturer’s Viewpoint [PDF: 5 pages, 438 KB]
Francisco Jordan-Fernández and Jordi Buch i Tarrats
Abstract:
The purpose of this article is to present the view of Safelayer, a company that specialises in PKI (Public Key Infrastructure), of the current situation of PKI and electronic signature technologies. It takes a look at the technology, the business and the market involved, and finishes off by looking at some real cases that the company has been involved in.

Development of an Integrated Document Management System with Advanced Electronic Signature Service [PDF: 7 pages, 216 KB]
Iñaki Echevarría-Larrinaga, Oscar García-Jimeno, Juan A. Martín-Zubiaur, Víctor Llorente-Gómez, and Javier Areitio-Bertolín
Abstract: This paper describes the design, architecture, functionality and technologies used for the development of a scalable, distributed and fault tolerant system that integrates document management with a solid – yet flexible – Public Key Infrastructure (PKI), capable of managing electronic signatures, time-stamping, TTP (Trusted Third Party) functions for electronic notarization, security auditing, access control, robust document encryption, protection of the evidence chain for forensic analysis, etc. Due to the growing demand for Work Flow and Document Management systems and the rigidity and/or lack of characteristics of the existing software in the field, we decided to research the current technological possibilities and to design a new architecture that would integrate a Work Flow system with the security that Public Key Infrastructure has to offer us. This last fact is of vital importance, through the use of a digital certificates issued through a Public Key Infrastructure, it offers us the possibility to: provide authentication in the application, establish secure SSL connections, inter-exchange documents of any format with advanced electronic signatures and timestamps (RFC-3161), and finally, validate the certificates which the electronic signatures have been issued with.

Digital Signatures and Electronic Documents: A Cautionary Tale Revisited [PDF: 4 pages, 206 KB]
Petr Švéda and Václav Matyáš Jr.
Abstract: Digital signatures are an important security mechanism commonly used to provide evidence related to electronic documents. The notion of trust is fundamental in digital signature applications. We identify and discuss different relevant types of trust. First, content, context and structure are initial conditions for reliable and authentic documents. Second, there is a problem of trustworthy environment for creation and verification of digital signature and this is why here we also discuss the need and options for secure hardware devices. The ultimate aim of this paper is to provide a broad overview of the most important issues to keep in mind when creating and relying on digitally signed documents.

Electronic Signature: An Analysis of the Main European and International Legal Regulations [PDF: 8 pages, 246 KB]
Nadina Foggetti
Abstract: In this paper the author analyses the legal regulation on electronic (or digital) signature at the European and international level, from the International Model Law proposed by UNCITRAL to the European Directive. A further aim is to compare legal experiences at both levels on this matter in France and Germany.

Electronic Signatures and Electronic Identity Card in the European Context and in Spanish Law [PDF: 4 pages, 202 KB]
Apol·lònia Martínez-Nadal
Abstract: Many European countries have projects for implementing Electronic Signature and have passed legislation to this end. In Spain, the Law 59/2003 on Electronic Signatures introduces some reforms and innovations that are analysed in this paper. We pay special attention to Electronic ID, which offers certain advantages for citizens but is also creating a degree of uncertainty regarding the damage its introduction may cause to commercial certification service providers.

The UNCITRAL Model Law on Electronic Signatures [PDF: 4 pages, 208 KB]
Rafael Illescas-Ortiz
Abstract: In 2001 the United Nations created a Model Law to help States draft internationally uniform and globally valid national legislation on electronic signature. The model law grants the same full legal validity to electronic signatures regardless of the technology used to create them. However, it focuses more on key pair signatures based on a certificate issued by a certification service provider. The law grants enacting parties total freedom of contract even if they contravene its provisions.

Legal Initiatives on Electronic Signature in Latin America [PDF: 5 pages, 200 KB]
Mariliana Rico-Carrillo
Abstract: At this point in time, eight Latin American countries have regulations on electronic signature: Argentina, Colombia, Peru, Mexico, Venezuela, Panama, Chile and Ecuador. In this article we will be analysing the content of these rules, which are based on the UNCITRAL Model Law and the European Directive on electronic signature. Legislation in some countries is more developed than in others, but in most cases they enact, almost word for word, the UNCITRAL law with just a few minor terminological changes. Some legislators, however, have taken things a step forward by introducing important innovations which we will be looking at later in this paper.

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Guest Editors

Javier López-Muñoz is a Doctor of Computer Engineering, attached to the Area of Telematics Engineering of the Dept. of Computer Languages and Sciences at the Universidad de Málaga, Spain. He lectures as an Associate Professor at the Higher School of Informatics Engineering and carries out research work as part of Malaga University’s GISUM group (Software Engineering Group), in which he coordinates the security subgroup. His research is currently centred on the field of security in communication networks and electronic commerce, a field in which he has carried out part of his research work in various US university centres specialising in the subject. In GISUM he is the technical head of several research projects relating to practical aspects of ICT security, perhaps the most important of which is the international Global PKI project of Japan’s Telecommunications Advancement Organization. He is also the technical director of the IST’s CASENET project, part of the 5th Framework Programme of the European Union. He is co-editor of the “Security” section of Novática and was a guest editor for the monograph in its issue no. 160 on “Security in e-Commerce”. <jlm AT lcc DOT uma DOT es>

Apol·lònia Martínez-Nadal is Professor of Commercial Law at the Universidad de las Islas Baleares, Spain, and a specialist in the legal study of electronic commerce in general and electronic signature in particular. She has participated in various national and European research projects on these matters, has given numerous lectures and seminars, and has authored a great many publications on these topics. She authored the first legal monograph published in Spain on electronic signatures in 1998, which ran into two further editions (2000 and 2001); she has also published the first legal monograph on the Spanish Royal Decree-Law 14/1999, which also ran into two more editions (2000 and 2001) and has drafted a systematic comment on the recent Spanish Law 59/2003 on Electronic Signature which is soon to be published. <dpramn0 AT uib DOT es>

Ahmed Patel is a Lecturer in the Department of Computer Science, University College Dublin, Ireland, and Head of the Computer Networks and Distributed Systems Research Group. His research interests span topics concerning international networking and application standards, network security, digital forensics, cybercrime investigations, high-speed networks, heterogeneous distributed computer systems and including distributed search engines and systems for the Web. He has published wellover hundred technical papers and co-authored two books on computer network security and one book on group communications. He is a member of the Editorial Advisory Board of the Computer Communications, Computer Standards Interface and Digital Investigation Journals. <apatel AT cnds DOT ucd DOT ie>

(E-mail addresses written with anti-spamming disguise.)

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Mosaic [PDF: 7 pages, 351 KB]

The Bilingual Voice Portal in the Arab Region: Voice Browsing in Arabic, English, or Mixed Language
Habib Talhami
Abstract: This paper presents an approach for building a bilingual (Arabic/English) voice portal by exploiting existing standards such as VoiceXML (eXtensible Markup Language). VoiceXML is a good candidate for developing such a system since VoiceXML has been around since 1999 and there many good implementations of the standard. However, VoiceXML has its limitations when it comes to Arabic. Arabic is normally written without vowels or diacritics (short strokes placed either above or below a letter) and this poses a problem for both speech recognition and synthesis. Gender identification is also needed for correct system responses. The paper also stresses the importance of language identification for the seamless switching between both languages. Finally, some early prototypes are described, which also illustrate
some of the problems that have been encountered.

Interview
New Applications for New Users’ Information Environments (Three questions to Prof. Moira Norrie, ETH Zurich, Switzerland)
by François Louis Nicolet  

Abstract: In this interview, Prof. Moira Norrie, Member of the Swiss National Research Council and Professor at the Institute for Information Systems at ETH Zurich, explains her views about the whole new possibilities current developments in mobile and ubiquitous computing are opening up in terms of how users can access and interact with information, and describes some applications that take advantage of them in order to create new users' information environments.

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UPENET (UPGRADE European NETwork) [PDF: 9 pages, 1.8 MB]

The following paper was first published, in its original Italian version, under the title “Sistemi di Identificazione Personale”, by Mondo Digitale (March 9 2004 issue). Mondo Digitale, a founding member of UPENET, is the digital journal of the CEPIS Italian Society AICA (Associazione Italiana per l'Informatica ed il Calcolo Automatico).

Personal Identification Systems
Furio Cascetta and Marco De Luccia
Abstract: Although object-oriented software development has experienced the benefits of using frameworks, a thorough understanding of how to change them to meet evolving requirement needs is still the object of research. Therefore framework development is very expensive, not only because of the intrinsic difficulty related to capturing the domain theory, but also because of the lack of appropriate methods and techniques to support the evolution and redesign of the framework architecture. This paper proposes the use of refactoring and unification rules to assist framework evolution. The approach is illustrated through the JUnit (Java Unit) testing framework.

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Monograph: Electronic Signature & Digital Identity

Presentation

Electronic Signature as the Key to Security in the Information Society  [PDF: 3 pages, 164 KB]
(includes a list of Useful References for those interested in knowing more about matters related to Electronic Signatures.)
Javier López-Muñoz, Apol·lònia Martínez-Nadal, and Ahmed Patel - Guest Editors
 
1 Introduction

There can be little doubt that the 21st century will be characterised by the development and consolidation of the so called Information and Knowledge Society. The positive effects arising out this should reach all areas of our society. But all the studies carried out on this matter agree that citizens, business people and government officials are still very wary of using information and communication technologies, the most important of which is currently the Internet. This lack of trust with regard to the transmission of information over computer networks is a serious obstacle on the path towards progress of important applications areas like e-Government and electronic commerce (e-Commerce). Electronic signature should enable us to raise the real level of security and the security perceived by the players involved in these new scenarios.

But electronics signatures also enable us to verify the source (authenticity) of information received over telecommunications networks, and ensure that it has not been manipulated along the way (integrity). This could already be achieved with conventional cryptography or secret key cryptography, but electronic signatures also ensure that the sender of an electronically signed message cannot subsequently deny having sent it (non-repudiation of source). Public key based electronic signature forms part of what has come to be known as Public Key Infrastructure (PKI). This infrastructure has led to the emergence of certification service providers (or certification authorities) without whom the large scale use of electronic signature would not be possible. Certification service providers issue electronic certificates which are electronic documents linking the identity of a person (or entity) to a signature verification public key which in turn are mathematically linked to a private key which should only be known to the rightful owner of the key pair.

In addition to technological solutions (in this case public key cryptography based electronic signature) it was necessary to establish a legal framework in order to maximise users’ trust in the system. In the European Union countries current legislation considers an electronic signature as the equivalent of a handwritten signature (providing, of course, that it complies with certain requirements). Once provided with a suitable legal and technical legal framework, electronic signature should serve as a catalyst for the incorporation of electronic communications security solutions for transactions involving governments and enterprises, thereby benefiting the citizens that use it.


2 The Content of this Monograph

In the light of all the above, for the purpose of this monograph we have chosen a healthy selection of interesting articles, starting with an article which provides a panoramic introduction to the subject for all kinds of readers, specialist or otherwise, from Arturo Ribagorda-Garnacho, “Digital Signature at the Heart of Information Security Development: An Overview”; he explains the concept of digital signature and justifies the need for public key certificates, rounding off with a description of the role played by certification authorities and, by extension, by Public Key Infrastructures as generators of trust in the system as a whole.

The first block of articles are of a technical nature, describing practical experiences almost all of them. It starts with the article “Creating a Cross-Domain Public Key Infrastructure: The Keystone Project”, by Ahmed Patel , where a scalable and robust architecture for the cross-domain Public Key Infrastructure (PKI) is described. Next, “Certification Practise Statements: The National Mint of Spain’s Experience”, by Josep-Lluís Ferrer-Gomila and Magdalena Payeras-Capellà, takes a close look at certification practices statements as a vital component of a proper framework for the use of electronic signature, and comments on the certification practices statements used by the Spanish National Mint (FNMT-RCM), one of the most important certification providers in Spain. Gemma Déler-Castro and Juan-Carlos Cruellas-Ibarz, in “Electronic Signature Functionality and Security Requirements”, analyse the value of electronic signature as a symbol of assurance and trust in the virtual world, and focus on the fact that its widespread introduction and proper functioning depend on the compliance of its products, services and systems with functional and security requirements and the existence of a training process for all the parties involved. In the next article, “Electronic Signature Today: A Manufacturer’s Viewpoint”, Francisco Jordan-Fernández and Jordi Buch i Tarrats present the vision that their company, Safelayer, has of the current situation of PKI and electronic signature technologies, giving their viewpoint on the technology, the business and the market, illustrated with references to actual cases that the company has been involved in. Iñaki Echevarria-Larrinaga, Oscar García-Jimeno, Juan A. Martín-Zubiaur, Víctor Llorente-Gómez and Javier Areitio-Bertolín, in their article “Development of an Integrated Document Management System with Advanced Electronic Signature Service” describe the design, architecture, functionalities and technologies used in the development of a scalable, distributed and fault tolerant system integrating document management within a public key infrastructure. Finally, Petr Švéda and Václav Matyáš, in their article “Digital Signatures and Electronic Documents: A Cautionary TaleRevisited”, identify and analyse different types of trust and provide a broad overview of how they affect the use of digitally signed documents.

The second block of the monograph looks at the current legal framework relating to electronic signature in Europe. In her article “Electronic Signature: An Analysis of the Main European and International Legal Regulations”, Nadina Foggetti compares the UNCITRAL (United Nations Commission on International TRAde Law) Model Law with the European Directive and describes the various ways that the latter has been implemented in several European countries. In “Electronic Signatures and Electronic Identity Card in the European Context and in Spanish Law”, Apol·lònia Martínez-Nadal comments on the Spanish Law 59/2003 on electronic signature within the frame of the European legislation; she pays special attention to what is known as electronic ID which, while it offers some undeniable advantagesto citizens, also gives rise to a series of doubts and concerns. Next, Rafael Illescas-Ortiz, in his article “The UNCITRAL Model Law on Electronic Signatures”, describes how in 2001 the United Nations created a Model Law to help states around the world to draft internationally uniform and globally valid national laws on electronic signature; the article goes on to analyse this Model Law which has served as a basis for legislations drafted in a number of Latin American countries. Finally, developing this theme, Mariliana Rico-Carrillo, from Venezuela, in her article “Legal Initiatives on Electronic Signature in Latin America”, takes a look at the content of regulatory laws in place in several Latin American countries.

We close this presentation expressing our thanks to all the authors for their valuable collaboration and also to the editors of UPGRADE and Novática for the opportunity to produce this monograph, one which we hope will be both interesting and useful to readers of the two journals.

Translation by Steve Turpin
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Useful References on Electronic Signatures

Readers interested in delving deeper into the subject of this monograph may like to consult the following sources, that complement the references provided by the authors of the papers included in this issue.

Books
Events
Web Sites
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Last updated on July 23th, 2004 by the Editorial Team of Upgrade

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